Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / Closed End Fund
-
Shares outstanding
-
16,973,894
-
Number of holders
-
55
-
Total 13F shares, excl. options
-
16,089,212
-
Shares change
-
+42,285
-
Total reported value, excl. options
-
$171,994,890
-
Value change
-
+$496,389
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Number of buys
-
19
-
Number of sells
-
26
-
Price
-
$10.69
Institutional Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q3 2016
As of 30 Sep 2016 Total Return Securities Fund - Closed End Fund (SWZ) had 63 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 16,089,212 shares of stock of the company.
Largest 10 holders included WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, Karpus Management, Inc., Bulldog Investors, LLC, Gramercy Funds Management LLC, JOHN G ULLMAN & ASSOCIATES INC, BANK OF AMERICA CORP /DE/, Commonwealth Equity Services, Inc, and Cutler Capital Management, LLC.
This table shows 63 institutional shareholders of the security as of 30 Sep 2016.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.