Q4 2016 13F Holders as of 12/31/2016
-
Type / Class
-
Equity / Closed End Fund
-
Shares outstanding
-
13.6M
-
Number of holders
-
59
-
Total 13F shares, excl. options
-
16M
-
Shares change
-
-86K
-
Total reported value, excl. options
-
$163M
-
Value change
-
-$1.04M
-
Number of buys
-
25
-
Number of sells
-
-22
-
Price
-
$10.21
Significant Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q4 2016
67 filings reported holding SWZ - Total Return Securities Fund - Closed End Fund as of Q4 2016.
Total Return Securities Fund - Closed End Fund (SWZ) has 59 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 16M shares
.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (4.21M shares), 1607 Capital Partners, LLC (3.91M shares), LAZARD ASSET MANAGEMENT LLC (2.42M shares), Bulldog Investors, LLC (1.78M shares), Karpus Management, Inc. (1.44M shares), ICON ADVISERS INC/CO (273K shares), JOHN G ULLMAN & ASSOCIATES INC (204K shares), BANK OF AMERICA CORP /DE/ (166K shares), Commonwealth Equity Services, Inc (146K shares), and RIVERNORTH CAPITAL MANAGEMENT, LLC (122K shares).
This table shows the top 59 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.