Q1 2017 13F Holders as of 3/31/2017
-
Type / Class
-
Equity / Mutual Fund SH CL B
-
Shares outstanding
-
13M
-
Number of holders
-
55
-
Total 13F shares, excl. options
-
16.1M
-
Shares change
-
+107K
-
Total reported value, excl. options
-
$187M
-
Value change
-
+$1.73M
-
Number of buys
-
20
-
Number of sells
-
-20
-
Price
-
$11.60
Significant Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q1 2017
66 filings reported holding SWZ - Total Return Securities Fund - Mutual Fund SH CL B as of Q1 2017.
Total Return Securities Fund - Mutual Fund SH CL B (SWZ) has 55 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 16.1M shares
.
Largest 10 shareholders include 1607 Capital Partners, LLC (3.85M shares), WELLS FARGO & COMPANY/MN (3.64M shares), LAZARD ASSET MANAGEMENT LLC (2.96M shares), Bulldog Investors, LLC (2.13M shares), Karpus Management, Inc. (1.41M shares), ICON ADVISERS INC/CO (363K shares), JOHN G ULLMAN & ASSOCIATES INC (252K shares), BANK OF AMERICA CORP /DE/ (178K shares), Commonwealth Equity Services, Inc (145K shares), and RIVERNORTH CAPITAL MANAGEMENT, LLC (122K shares).
This table shows the top 55 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.