Q4 2017 13F Holders as of 31 Dec 2017
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Type / Class
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Equity / Closed End Fund
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Shares outstanding
-
16,973,894
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Number of holders
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41
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Total 13F shares, excl. options
-
14,806,818
-
Shares change
-
+230,031
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Total reported value, excl. options
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$188,950,000
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Value change
-
+$2,946,866
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Number of buys
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15
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Number of sells
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-16
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Price
-
$12.76
Significant Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q4 2017
49 filings reported holding SWZ - Total Return Securities Fund - Closed End Fund as of Q4 2017.
Total Return Securities Fund - Closed End Fund (SWZ) has 41 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 14,806,818 shares
of 16,973,894 outstanding shares and own 87% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (5,191,266 shares), 1607 Capital Partners, LLC (2,812,496 shares), LAZARD ASSET MANAGEMENT LLC (2,274,574 shares), Bulldog Investors, LLC (2,013,715 shares), Karpus Management, Inc. (990,662 shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (315,835 shares), JOHN G ULLMAN & ASSOCIATES INC (252,345 shares), BANK OF AMERICA CORP /DE/ (157,152 shares), COMMONWEALTH EQUITY SERVICES, LLC. (151,161 shares), and Uncommon Cents Investing LLC (61,705 shares).
This table shows the top 41 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.