Q2 2018 13F Holders as of 6/30/2018
-
Type / Class
-
Equity / Mutual Fund SH CL B
-
Shares outstanding
-
13M
-
Number of holders
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40
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Total 13F shares, excl. options
-
15.1M
-
Shares change
-
+144K
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Total reported value, excl. options
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$187M
-
Value change
-
+$1.78M
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Number of buys
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11
-
Number of sells
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-16
-
Price
-
$12.35
Significant Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q2 2018
46 filings reported holding SWZ - Total Return Securities Fund - Mutual Fund SH CL B as of Q2 2018.
Total Return Securities Fund - Mutual Fund SH CL B (SWZ) has 40 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 15.1M shares
.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (5.67M shares), 1607 Capital Partners, LLC (2.73M shares), Bulldog Investors, LLC (2.11M shares), LAZARD ASSET MANAGEMENT LLC (2.01M shares), Karpus Management, Inc. (918K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (568K shares), JOHN G ULLMAN & ASSOCIATES INC (300K shares), COMMONWEALTH EQUITY SERVICES, LLC (140K shares), BOOTHBAY FUND MANAGEMENT, LLC (83.6K shares), and Uncommon Cents Investing LLC (63.5K shares).
This table shows the top 40 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.