Q3 2019 13F Holders as of 9/30/2019
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Type / Class
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Equity / Mutual Fund SH CL B
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Shares outstanding
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13M
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Number of holders
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34
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Total 13F shares, excl. options
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3.98M
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Shares change
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+391K
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Total reported value, excl. options
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$32M
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Value change
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+$3.17M
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Number of buys
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13
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Number of sells
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-9
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Price
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$8.03
Significant Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q3 2019
37 filings reported holding SWZ - Total Return Securities Fund - Mutual Fund SH CL B as of Q3 2019.
Total Return Securities Fund - Mutual Fund SH CL B (SWZ) has 34 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 3.98M shares
of 13M outstanding shares and own 30.72% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (645K shares), LAZARD ASSET MANAGEMENT LLC (516K shares), CSS LLC/IL (495K shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (486K shares), 1607 Capital Partners, LLC (388K shares), GEODE CAPITAL MANAGEMENT, LLC (264K shares), COMMONWEALTH EQUITY SERVICES, LLC (204K shares), Matisse Capital (196K shares), Bulldog Investors, LLC (155K shares), and WOLVERINE ASSET MANAGEMENT LLC (131K shares).
This table shows the top 34 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.