Q4 2019 13F Holders as of 12/31/2019
-
Type / Class
-
Equity / Mutual Fund SH CL B
-
Shares outstanding
-
13M
-
Number of holders
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39
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Total 13F shares, excl. options
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4.65M
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Shares change
-
+522K
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Total reported value, excl. options
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$39.1M
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Value change
-
+$4.39M
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Number of buys
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18
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Number of sells
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-11
-
Price
-
$8.41
Significant Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q4 2019
41 filings reported holding SWZ - Total Return Securities Fund - Mutual Fund SH CL B as of Q4 2019.
Total Return Securities Fund - Mutual Fund SH CL B (SWZ) has 39 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.65M shares
of 13M outstanding shares and own 35.84% of the company stock.
Largest 10 shareholders include RIVERNORTH CAPITAL MANAGEMENT, LLC (881K shares), WELLS FARGO & COMPANY/MN (722K shares), LAZARD ASSET MANAGEMENT LLC (563K shares), CSS LLC/IL (517K shares), 1607 Capital Partners, LLC (393K shares), COMMONWEALTH EQUITY SERVICES, LLC (201K shares), GEODE CAPITAL MANAGEMENT, LLC (183K shares), WOLVERINE ASSET MANAGEMENT LLC (154K shares), Cornerstone Advisors, LLC (140K shares), and Matisse Capital (136K shares).
This table shows the top 39 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.