Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

Q1 2020 13F Holders as of 31 Mar 2020

Type / Class
Equity / Mutual Fund SH CL B
Shares outstanding
17,018,480
Total 13F shares
4,549,257
Share change
-100,461
Total reported value
$31,613,134
Price per share
$6.95
Number of holders
39
Value change
-$807,734
Number of buys
11
Number of sells
18

Institutional Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q1 2020

As of 31 Mar 2020, Total Return Securities Fund - Mutual Fund SH CL B (SWZ) was held by 39 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,549,257 shares. The largest 10 holders included RiverNorth Capital Management, LLC, WELLS FARGO & COMPANY/MN, LAZARD ASSET MANAGEMENT LLC, CSS LLC/IL, 1607 Capital Partners, LLC, Matisse Capital, COMMONWEALTH EQUITY SERVICES, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Karpus Management, Inc., and WOLVERINE ASSET MANAGEMENT LLC. This page lists 40 institutional shareholders reporting positions in this security for the Q1 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.