Q1 2020 13F Holders as of 3/31/2020
-
Type / Class
-
Equity / Closed End Fund
-
Shares outstanding
-
13.6M
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Number of holders
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39
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Total 13F shares, excl. options
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4.55M
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Shares change
-
-100K
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Total reported value, excl. options
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$31.6M
-
Value change
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-$808K
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Number of buys
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11
-
Number of sells
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-18
-
Price
-
$6.95
Significant Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q1 2020
45 filings reported holding SWZ - Total Return Securities Fund - Closed End Fund as of Q1 2020.
Total Return Securities Fund - Closed End Fund (SWZ) has 39 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.55M shares
of 13.6M outstanding shares and own 33.49% of the company stock.
Largest 10 shareholders include RiverNorth Capital Management, LLC (789K shares), WELLS FARGO & COMPANY/MN (746K shares), LAZARD ASSET MANAGEMENT LLC (563K shares), CSS LLC/IL (494K shares), 1607 Capital Partners, LLC (393K shares), Matisse Capital (337K shares), COMMONWEALTH EQUITY SERVICES, LLC (199K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (133K shares), Karpus Management, Inc. (103K shares), and WOLVERINE ASSET MANAGEMENT LLC (91.9K shares).
This table shows the top 39 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.