Q3 2020 13F Holders as of 30 Sep 2020
-
Type / Class
-
Equity / Closed End Fund
-
Shares outstanding
-
16,973,894
-
Number of holders
-
37
-
Total 13F shares, excl. options
-
4,749,525
-
Shares change
-
+396,669
-
Total reported value, excl. options
-
$39,306,000
-
Value change
-
+$3,339,990
-
Number of buys
-
13
-
Number of sells
-
13
-
Price
-
$8.28
Institutional Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q3 2020
As of 30 Sep 2020 Total Return Securities Fund - Closed End Fund (SWZ) had 37 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 4,749,525 shares of stock of the company.
Largest 10 holders included WELLS FARGO & COMPANY/MN, LAZARD ASSET MANAGEMENT LLC, CSS LLC/IL, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, 1607 Capital Partners, LLC, Matisse Capital, GARDNER RUSSO & GARDNER LLC, COMMONWEALTH EQUITY SERVICES, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, and Karpus Management, Inc..
This table shows 38 institutional shareholders of the security as of 30 Sep 2020.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.