Q1 2022 13F Holders as of 31 Mar 2022
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Type / Class
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Equity / Closed End Fund
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Shares outstanding
-
16,973,894
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Number of holders
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31
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Total 13F shares, excl. options
-
4,869,622
-
Shares change
-
-146,920
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Total reported value, excl. options
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$44,870,000
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Value change
-
-$1,431,821
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Number of buys
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10
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Number of sells
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-7
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Price
-
$9.22
Significant Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q1 2022
34 filings reported holding SWZ - Total Return Securities Fund - Closed End Fund as of Q1 2022.
Total Return Securities Fund - Closed End Fund (SWZ) has 31 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4,869,622 shares
of 16,973,894 outstanding shares and own 29% of the company stock.
Largest 10 shareholders include Allspring Global Investments Holdings, LLC (1,181,069 shares), LAZARD ASSET MANAGEMENT LLC (805,394 shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (721,393 shares), CSS LLC/IL (343,824 shares), 1607 Capital Partners, LLC (330,865 shares), GARDNER RUSSO & QUINN LLC (239,081 shares), Bulldog Investors, LLP (237,472 shares), Shaker Financial Services, LLC (161,009 shares), COMMONWEALTH EQUITY SERVICES, LLC (154,564 shares), and BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (111,742 shares).
This table shows the top 31 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.