Q4 2023 13F Holders as of 12/31/2023
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Type / Class
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Equity / Mutual Fund SH CL B
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Shares outstanding
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13M
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Number of holders
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31
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Total 13F shares, excl. options
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5.25M
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Shares change
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+129K
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Total reported value, excl. options
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$43M
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Value change
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+$1.11M
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Number of buys
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13
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Number of sells
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-12
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Price
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$8.20
Significant Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q4 2023
36 filings reported holding SWZ - Total Return Securities Fund - Mutual Fund SH CL B as of Q4 2023.
Total Return Securities Fund - Mutual Fund SH CL B (SWZ) has 31 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5.25M shares
of 13M outstanding shares and own 40.46% of the company stock.
Largest 10 shareholders include Allspring Global Investments Holdings, LLC (2.09M shares), LAZARD ASSET MANAGEMENT LLC (790K shares), 1607 Capital Partners, LLC (350K shares), CSS LLC/IL (298K shares), Shaker Financial Services, LLC (289K shares), GARDNER RUSSO & QUINN LLC (271K shares), Bulldog Investors, LLP (238K shares), Karpus Management, Inc. (183K shares), COMMONWEALTH EQUITY SERVICES, LLC (130K shares), and MORGAN STANLEY (93.3K shares).
This table shows the top 31 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.