All 271 'U' SEC Investors

Institutional investment managers with at least $100 million in assets under management

Name Location Latest filing
UBS Group AG Zurich, Switzerland Q3 2025
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Chicago, IL Q3 2025
US BANCORP \DE\ Minneapolis, MN Q3 2025
Universal- Beteiligungs- und Servicegesellschaft mbH Frankfurt Am Main, Germany Q3 2025
USS Investment Management Ltd London Q3 2025
UniSuper Management Pty Ltd Melbourne, Victoria, Australia Q3 2025
UNITED CAPITAL FINANCIAL ADVISORS, LLC Irving, TX Q3 2025
Unisphere Establishment Vaduz, Liechtenstein Q3 2025
Utah Retirement Systems Salt Lake City, UT Q3 2025
UMB Bank, n.a. Kansas City, MO Q3 2025
ULSE Inc. Evanston, IL
Uber Technologies, Inc San Francisco, CA Q3 2025
Union Bancaire Privee, UBP SA Geneva 1, Switzerland Q4 2025
Ullal Jayshree Santa Clara, CA
U.S. Capital Wealth Advisors, LLC Austin, TX Q3 2025
United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund Melbourne, Australia Q3 2025
UNITED STATES STEEL & CARNEGIE PENSION FUND New York, NY Q3 2017
UNIVEST FINANCIAL Corp Souderton, PA Q3 2025
Unigestion Holding SA Geneva, Switzerland Q1 2025
USCA RIA LLC Houston, TX Q2 2021
UNITED SERVICES AUTOMOBILE ASSOCIATION San Antonio, TX Q3 2025
United Asset Strategies, Inc. Garden City, NY Q3 2025
Universities Superannuation Scheme Ltd as sole corporate trustee for Universities Superannuation Scheme Liverpool, United Kingdom Q2 2021
Unison Advisors LLC Providence, RI Q3 2025
Uniplan Investment Counsel, Inc. Milwaukee, WI Q3 2025
UNICOM Systems, Inc. Las Vegas, NV Q3 2025
UAW Chrysler Retirees Medical Benefits Plan Detroit, MI
Ullmann Wealth Partners Group, LLC Jacksonville Beach, FL Q3 2025
UNC Management Company, Inc. Chapel Hill, NC Q3 2025
U S GLOBAL INVESTORS INC San Antonio, TX Q3 2025
UNITED BANK Vienna, VA Q3 2025
UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO Austin, TX Q3 2025
United Advisor Group, LLC Cincinnati, OH Q3 2025
United Capital Management of KS, Inc. Salina, KS Q3 2025
UNIQUE WEALTH, LLC Tampa, FL Q4 2025
UG Investment Advisers Ltd. Taipei Q3 2025
USA FINANCIAL FORMULAS Ada, MI Q3 2025
US GLOBAL INVESTORS FUNDS Portland, ME Q4 2013
United American Securities Inc. (d/b/a UAS Asset Management) New York, NY Q3 2025
Ulysses Management LLC New York, NY Q3 2025
Uniting Wealth Partners, LLC Mission, KS Q3 2025
UNIO CAPITAL LLC Princeton, NJ Q3 2025
Uncommon Cents Investing LLC Janesville, WI Q3 2025
UPTICK PARTNERS, LLC Nacogdoches, TX Q3 2025
UNTITLED INVESTMENTS LP New York, NY Q3 2025
United Wealth Management, LLC Charlottesville, VA Q3 2025
Unified Trust Company, N.A. Lexington, KY Q3 2021
United Community Bank Greenville, SC Q3 2025
Union Heritage Capital, LLC Detroit, MI Q3 2025
Umpleby III Donald J Deerfield, IL
USAdvisors Wealth Management, LLC Eden Prairie, MN Q3 2025
United Bank Zebulon, GA Q3 2025
University of Illinois Foundation Champaign, IL Q3 2025
UNITED BANK, INC. Parkersburg, WV Q3 2017
UNION SAVINGS BANK Litchfield, CT Q2 2025
Urban Financial Advisory Corp Chicago, IL Q3 2025
Unison Asset Management LLC Aventura, FL Q3 2025
UDINE WEALTH MANAGEMENT, INC. Boca Raton, FL Q3 2025
UNIVERSITY OF CHICAGO Chicago, IL Q3 2025
Unconventional Investor, LLC Portsmouth, NH Q3 2025
Uniform Investco Sub L.P. Minneapolis, MN
Unique Wealth Strategies, LLC Burr Ridge, IL Q2 2024
UBP Investment Advisors SA Geneva, Switzerland Q3 2022
Union Bancaire Privee Asset Management LLC New York, NY Q1 2021
UNDERHILL INVESTMENT MANAGEMENT LLC Greenbrae, CA Q1 2019
UHLMANN PRICE SECURITIES, LLC Skokie, IL Q3 2025
Upper Left Wealth Management, LLC Tampa, FL Q3 2025
United Financial Planning Group LLC Hauppauge, NY Q3 2025
U S WEALTH GROUP, LLC. Woodbury, NY Q3 2025
University of Wisconsin Foundation Madison, WI Q3 2025
Union Square Park Capital Management, LLC New York, NY Q3 2025
UDVAR-HAZY STEVEN F Los Angeles, CA
UNIONVIEW, LLC Seattle, WA Q4 2024
UP STRATEGIC WEALTH INVESTMENT ADVISORS LLC Pittsburgh, PA Q3 2025
Unterseher Loren A Minneapolis, MN
University of Pittsburgh - Of the Commonwealth System of Higher Education Pittsburgh, PA Q3 2025
Ulland Investment Advisors, LLC Minneapolis, MN Q4 2025
US Asset Management LLC Pittsburgh, PA Q3 2025
Uptown Financial Advisors LLC Dallas, TX Q3 2025
Unified Investment Management Atlanta, GA Q3 2025
UBS Oncology Impact Fund L.P. Boston, MA
UNITED BIOMEDICAL INC Hauppauge, NY
UAW Retiree Medical Benefits Trust Detroit, MI
UBBEN JEFFREY W San Francisco, CA
Unterberg Capital LLC New York, NY Q3 2018
Ursa Fund Management, LLC Danville, CA Q3 2025
Underwood Neil Lawrence Atlanta, GA
UNIVERSITY OF NOTRE DAME DU LAC South Bend, IN Q3 2024
UNITED OF OMAHA LIFE INSURANCE CO Omaha, NE
UNITED FIRE GROUP INC Cedar Rapids, IA Q4 2023
USA MUTUALS ADVISORS, INC. Dallas, TX Q4 2020
UFCW-Northern California Employers Joint Pension Plan Concord, CA
Uihlein Walter R. Fairhaven, MA
UNITED THERAPEUTICS Corp Silver Spring, MD
Ure Michael The Woodlands, TX
University of Tennessee Knoxville, TN Q4 2019
Ulbrich Christian Chicago, IL
Ullmann Michael H New Brunswick, NJ
Upitis Andris Austin, TX
Umphrey Sheila G Houston, TX
Urvan Steven F. Boca Raton, FL
Urban Wealth Management, LLC El Segundo, CA Q2 2022
Ullem Scott B. Irvine, CA
Ultragenyx Pharmaceutical Inc. Novato, CA
Ulys, L.L.C. New York, NY Q1 2021
Utermark D. Chad Charlotte, NC
Ussery Robert Michael Murfreesboro, TN
Urmson Christopher Mountain View, CA
UNIBEL Suresnes, France
Urness Todd B. St. Louis Park, MN
Ungerleider Howard I Midland, MI
Umberger Traci S Kirkland, WA
URNESS RYAN F West Palm Beach, FL
UNANUE CARLOS San Juan, PR
Union Investments & Development Ltd. Tel Aviv, Israel Q3 2024
Uhlman Paul A Pittsburgh, PA
ULATOWSKI DANIEL A. Southfield, MI
UNITED MARITIME CAPITAL LLC New York, NY Q3 2022
Ursa Fund Partners LP Danville, CA
UY Scuti Investments Ltd New York, NY
United Airlines Holdings, Inc. Chicago, IL
Uihlein Richard E Pleasant Prairie, WI
Union Carbide Employees' Pension Plan Trust Midland, MI
Up & Up Ventures Ltd Sheung Wan
ULLOA WALTER F Santa Monica, CA
Unruch Joel Chicago, IL
Upfront Ventures Management, LLC Santa Monica, CA Q4 2023
Upfront GP IV, L.P. Santa Monica, CA
Upadhyay Suketu Warsaw, IN
Underwood Baxter Dallas, TX
Utter Christine Marie South Plainfield, NJ
Upton Jerome T Glen Allen, VA
Utley Tana Leigh Charlotte, NC
Urdaneta Nelson Deerfield, IL
Ugwumba Chidozie Denver, CO
Urdang E Scott Wyomissing, PA
Underhill Kimberly K New York, NY
Unterman Thomas Woodland Hills, CA
Uggla Lance Darrell Gordon London, United Kingdom
University of Maryland Foundation, Inc. Adelphi, MD Q3 2025
URKIEL WILLIAM S Yardley, PA
Ung Jeremy Woodland Hills, CA
Underwood Peter C Beloit, WI
Umstetter Luke J. Greenville, SC
Underwood Rebecca Norwell, MA
Ullman Sharon New York, NY
Urist Marshall New York, NY
Ulmer Kimberly Irene Norwalk, CT
Underwood Paul D. San Francisco, CA
Ulmer Gregory M Bethesda, MD
Uribe Jorge A. Westchester, IL
Ubinas Luis A Redwood City, CA
Unis Gregory Reynoldsburg, OH
Underberg Sharon E. Westbrook, ME
Upperman Dorothy Houston, TX
Uchida T Christopher La Jolla, CA
Uplinger Chad C Reading, PA
Umanoff Adam S Rosemead, CA
Upshaw Donnie Dallas, TX
Uczekaj John Albuquerque, NM
Utz John A. Green Bay, WI
Uzzell George Scott Atlanta, GA
Upchurch Michael W Kansas City, MO
Ukpong Uwem Houston, TX
Ulrich Phillip R. Columbus, OH
URBAN PHILIP HUGH Branchville, NJ
Unruh Jess Provo, UT
Ulasewicz Eugenia Hamilton, MA
Unity Software Inc. San Francisco, CA
Uychiat Pison Marivic Temecula, CA
UTTER LYNN M Golden, CO
Udell David Chicago, IL
USD GROUP LLC Houston, TX
Urban David New York, NY
Ueberroth Heidi Dallas, TX
Underwood James C San Antonio, TX
Udelhofen Justin Jacksonville, FL
Umair Muhammad Sacramento, CA
Urbanek David Alan Greenfield, IN
UNDERWOOD JEFF Dallas, TX
Urban Michael Fremont, CA
Urban Brett Nicholas Blue Bell, PA
Uribe Gonzalo Dallas, TX
UHL JESSICA R. New York, NY
URBASZEK MARCIN New York, NY
Updike James E. Jr. Phoenix, AZ
Ugwonali Dana Weeks New York, NY
Urban Julianne Buffalo, NY
Ugarkovich T aira Cullman, AL
UPDYKE ALAN R Tulsa, OK
Ulman Doug Columbus, OH
Upshaw Jennifer Spinks Columbus, GA
ULM SCOTT Vero Beach, FL
ULYSSES AGGREGATOR, LP Palo Alto, CA
Uren Lesley Los Angeles, CA
UECKER DARRIN Hayward, CA
Utsch Louis W El Dorado, AR
URBAN ALAN LOUIS Santa Monica, CA
Uggetti Alberto Northbrook, IL
Urbain Xavier Antioch, TN
USCF Advisers LLC Walnut Creek, CA Q3 2025
Union Square Ventures 2012 Fund, L.P. New York, NY
UNGER LAURA S New York, NY
Underwood April Seattle, WA
Ullrich Lars Chicago, IL
Upshaw Nichole Lee Boca Raton, FL
Urban Sherry L. Jersey City, NJ
Ulrich Alison Atlanta, GA
Urban Benjamin Nicholas Calgary, Alberta, Canada
Urlick Michael J Spokane, WA
Utley Charles New York, NY
Ure David Kent Surrey, British Columbia, Canada
Uleman Marc Northbrook, IL
UYEDA ALLEN BRUCE Honolulu, HI
Uner Tayfun Colmar, PA
Usher Christopher Theron Houston, TX
Unger David C White Plains, NY
UBA HAJIME Irvine, CA
Underwood Donald M Houston, TX
UTTZ JEFFREY J Irvine, CA
UHRIE JOHN Lakewood, CO
Unwin Stephanie Westlake Village, CA
Usher Stephen Louisville, KY
Ulmer Raymond Mayfield, OH
Unger Pamela Everett, WA
Ugarte Juan Andres San Francisco, CA
Udhas Pradeep Mumbai, India
Usifer Maureen K New York, NY
Uffner Jerry San Antonio, TX
Ursano Antonio Jr. New York, NY
Uranga Francisco S Van Nuys, CA
Uden Stephen Branford, CT
Unger Kevin Warsaw, IN
Upadhyay Arun Malvern, PA
Urban Richard P Warren, MI
Ugalde Gregory Francis North Las Vegas, NV
Uhde Philip New York, NY
Unnikrishnan Roopa Northbrook, IL
Usen Todd Laguna Hills, CA
Ukrop Lowell Simmons Richmond, VA
UNGAR EDWARD W Columbus, OH
Umesiri Oluwatoyin Little Rock, AR
Udell Stuart Herndon, VA
Utterback Cynthia A Helena, MT
Ungar Robert A Amityville, NY
Uleau Adrienne Havertown, PA
Upson Jill S Charles Town, WV
Uotani Masahiko Chicago, IL
Ursini Charles Marina Del Rey, CA
Utter Anders Newton, MA
Uhlick Christopher Michael New York, NY
Uppal Manpreet Boca Raton, FL
Urbach Tanya Durkee Vancouver, WA
Unverferth Steven R Columbus Grove, OH
Uribe John Grand Forks, ND
Upton Richard A Amherst, NH
Umemezia Chike Stuart, FL
Ulrich Thomas W Carlsbad, CA
Ungaro Ursula Miami, FL
Urey Jill L. Charlotte, NC
Udseth Kyle Wayzata, MN
Ulrich George Turner Ogden, UT
Untermeyer Thomas Waco, TX
UMBERGER HARRY P JR Lynchburg, VA
USMAN NASSIM
Uhrenbacher Christian Stephan Toronto
Uniacke Katherine New York, NY
UNDERWOOD DAVID T. Vancouver, British Columbia, Canada
Ullman David E Edgewater, MD
U.S. Data Mining Group, Inc. Miami, FL
Urdea Michael S Alamo, CA

SEC Investors