UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

Q2 2016 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Mark F. Kemper - Managing Director
Location
Chicago
Holdings as of
June 30, 2016
Value $
$88.1B
Num holdings
2,596
Date filed
11/29/2016, 03:56 PM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MSFT, AAPL, META, JNJ, and AMZN.
Previous filing
Q1 2016 - May 12, 2016
Next filing
Q3 2016 - Nov 4, 2016
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q2 - Restatement compared to 2016 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Mark F. Kemper Managing Director Chicago, Illinois 11/29/2016

List of Other Managers Reporting for UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC:

Name Holdings Value Location File Number
Barings Llc $5.25B Charlotte, NC 028-00060
First Quadrant Llc/Ca $18M Glendale, CA 028-05582
Kayne Anderson Rudnick Investment Management Llc $41B Los Angeles, CA 028-05792
Pzena Investment Management Llc $30.9B New York, NY 028-03791
Manulife Investment Management (Us) Llc Boston, MA 028-03673
STANDISH MELLON ASSET MANAGEMENT Co LLC Boston, MA 028-04303
Systematic Financial Management Lp $4.11B Teaneck, NJ 028-05015
Analytic Investors, Llc Los Angeles, CA 028-04895
Blackrock Advisors Llc Wilmington, DE 028-04295
Sirios Capital Management L P $768M Boston, MA 028-05369
Metropolitan West Capital Management Llc /Ca Newport Beach, CA 028-05723
Riverbridge Partners Llc $5.93B Minneapolis, MN 028-05655
Standard Life Investments (Usa) Ltd Boston, MA 028-06065
Aviva Plc $55B London, United Kingdom 028-06609
Aqr Capital Management Llc $156B Greenwich, CT 028-10120
Los Angeles Capital Management Llc $29.5B Los Angeles, CA 028-10229
Neuberger Berman Investment Advisers LLC New York, NY 028-17085
Brookfield Public Securities Group LLC New York, NY 028-13826
Mondrian Investment Partners LTD $5.99B London, United Kingdom 028-11450
River Road Asset Management, LLC $8.93B Louisville, KY 028-11487
J.P. Morgan Investment Management Inc. New York, NY 028-11937
Boston Partners $97.4B Boston, MA 028-12484
Mar Vista Investment Partners Llc $1.15B Los Angeles, CA 028-13243
Lmcg Investments, Llc $1.7B Boston, MA 028-13608
Nomura Corporate Research & Asset Management Inc. New York, NY 028-13982
Timpani Capital Management LLC $209M Milwaukee, WI 028-14622
Chautauqua Capital Management $317M Boulder, CO 028-15238
Jackson Square Partners, LLC $247M San Francisco, CA 028-16230
William Blair Investment Management, Llc $38.7B Chicago, IL 028-17022

Other Included Managers (5):

Num Name Location File Number
1 Ubs Ag Zurich, Switzerland 028-10396
2 UBS Asset Management (UK) LTD 028-05673
3 UBS Asset Management Trust Company 028-3900
4 UBS Asset Management Life LTD 028-05961
5 UBS Group AG Zurich, Switzerland 028-16612