UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

Q3 2023 13F Combination Report, Stock Holdings

Signature - Title
Barry J. Mullen - CHIEF COMPLIANCE OFFICER
Location
Chicago
Holdings as of
September 30, 2023
Value $
$223B
Num holdings
2,576
Date filed
11/13/2023, 02:13 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MSFT, AAPL, NVDA, AMZN, and GOOGL.
Previous filing
Q2 2023 - Aug 11, 2023
Next filing
Q4 2023 - Feb 14, 2024
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BARRY J. MULLEN CHIEF COMPLIANCE OFFICER New York, New York 11/13/2023

List of Other Managers Reporting for UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC:

Name Holdings Value Location File Number
Brown Brothers Harriman & Co $16.4B New York, NY 028-00408
Baird Robert W & Co Inc /Wi/ Milwaukee, WI 028-01911
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $461B Chicago, IL 028-02682
Jacobs Levy Equity Management, Inc $25.2B Florham Park, NJ 028-03059
Massachusetts Financial Services Co /Ma/ $323B Boston, MA 028-04968
Kayne Anderson Rudnick Investment Management Llc $41B Los Angeles, CA 028-05792
Polen Capital Management Llc $30.8B Boca Raton, FL 028-03687
Allspring Global Investments, LLC Charlotte, NC 028-04413
Riverbridge Partners Llc $5.93B Minneapolis, MN 028-05655
Aviva Plc $55B London, United Kingdom 028-06609
Pacific Investment Management Co Llc Newport Beach, CA 028-10952
Hotchkis & Wiley Capital Management Llc $32.2B Los Angeles, CA 028-10068
Los Angeles Capital Management Llc $29.5B Los Angeles, CA 028-10229
Neuberger Berman Investment Advisers LLC New York, NY 028-17085
Calamos Advisors LLC $24.7B Naperville, IL 028-11166
Mondrian Investment Partners LTD $5.99B London, United Kingdom 028-11450
J.P. Morgan Investment Management Inc. New York, NY 028-11937
Kettle Hill Capital Management, Llc $444M New York, NY 028-17689
PCJ Investment Counsel Ltd. $359M Toronto, Ontario, Canada 028-12690
NOMURA ASSET MANAGEMENT SINGAPORE Ltd Singapore, Singapore 028-13391
Artisan Partners Limited Partnership $69.5B Milwaukee, WI 028-13578
Nomura Corporate Research & Asset Management Inc. New York, NY 028-13982
Huber Capital Management LLC $631M El Segundo, CA 028-14114
ARGA Investment Management, LP $3.77B Stamford, CT 028-15430
DLD Asset Management, LP $777M New York, NY 028-17749
Electron Capital Partners, LLC $2.21B New York, NY 028-16049
Wellington Management Co LLP Boston, MA 028-16899
Rwc Asset Advisors (Us) Llc $611M Miami, FL 028-19400
William Blair Investment Management, Llc $38.7B Chicago, IL 028-17022
Sapience Investments, LLC $25.5M Newport Beach, CA 028-17843
GQG Partners LLC $65.1B Ft. Lauderdale, FL 028-17876
Insight North America LLC New York, NY 028-21789

Other Included Managers (5):

Num Name Location File Number
1 UBS Group AG Zurich, Switzerland 028-16612
2 UBS ASSET MANAGEMENT TRUST COMPANY 028-3900
7 Ubs Ag Zurich, Switzerland 028-10396
8 UBS ASSET MANAGEMENT (UK) LTD 028-05673
9 UBS ASSET MANAGEMENT LIFE LTD 028-05961