Penn Mutual Asset Management

Q1 2020 13F Combination Report, Stock Holdings

Signature - Title
Keith Huckerby - President and Chief Operating Officer
Location
Horsham
Holdings as of
March 31, 2020
Value $
$138M
Num holdings
30
Date filed
5/14/2020, 02:15 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included EMLC, NLYXXXX, AGNC, PFF, and FAX.
Previous filing
Q4 2019 - Feb 13, 2020
Next filing
Q2 2020 - Aug 3, 2020
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q1 compared to 2019 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Keith Huckerby President and Chief Operating Officer Horsham, Pennsylvania 5/13/2020

List of Other Managers Reporting for Penn Mutual Asset Management:

Name Holdings Value Location File Number
American Century Investment Management Inc Kansas City, MO 028-01091
Price T Rowe Associates Inc /Md/ $883B Baltimore, MD 028-00115
State Street Corp $2.67T Boston, MA 028-00399
Morgan Stanley $1.54T New York, NY 028-03432
Massachusetts Financial Services Co /Ma/ $315B Boston, MA 028-04968
Vontobel Asset Management Inc New York, NY 028-04490
Eaton Vance Management Boston, MA 028-04139
Alliancebernstein L.P. $307B Nashville, TN 028-10562
Ivy Investment Management Co Overland Park, KS 028-10368
Goldman Sachs Asset Management, L.P. New York, NY 028-10981
Janus Henderson Group Plc $204B London, United Kingdom 028-10904
Cohen & Steers, Inc. $54.5B New York, NY 028-11197
Neuberger Berman Group LLC $130B New York, NY 028-13573

Other Included Managers (13):

Num Name Location File Number
1 Janus Henderson Group Plc London, United Kingdom 028-10904
2 Ivy Investment Management Co Overland Park, KS 028-10368
3 Alliancebernstein L.P. Nashville, TN 028-10562
4 American Century Investment Management Inc Kansas City, MO 028-01091
5 Cohen & Steers, Inc. New York, NY 028-11197
6 Goldman Sachs Asset Management, L.P. New York, NY 028-10981
7 Massachusetts Financial Services Co /Ma/ Boston, MA 028-04968
8 Morgan Stanley New York, NY 028-03432
9 Neuberger Berman Group LLC New York, NY 028-13573
10 State Street Corp Boston, MA 028-00399
11 Price T Rowe Associates Inc /Md/ Baltimore, MD 028-00115
12 Vontobel Asset Management Inc New York, NY 028-04490
13 Eaton Vance Management Boston, MA 028-04139