Founders Financial Securities Llc

Q3 2018 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Joseph V. Krcma - Chief Compliance Officer
Location
Towson
Holdings as of
September 30, 2018
Value $
$360M
Num holdings
96
Date filed
10/17/2018, 04:12 PM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included QUAL, RSP, VTV, SPY, and SPYG.
Previous filing
Q2 2018 - Jul 18, 2018
Next filing
Q4 2018 - Feb 19, 2019
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 - Restatement compared to 2018 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Joseph V. Krcma Chief Compliance Officer Towson, Maryland 10/17/2018

List of Other Managers Reporting for Founders Financial Securities Llc:

Name Holdings Value Location File Number
Horizon Investments, LLC $6.31B Charlotte, NC 028-15165

Other Included Managers (1):

Num Name Location File Number
1 Horizon Investments, LLC Charlotte, NC