DFPG INVESTMENTS, LLC

Q1 2021 13F Combination Report, Stock Holdings

Signature - Title
Craig Watanabe - Director IA Compliance
Location
Sandy
Holdings as of
31 Mar 2021
Value $
$233M
Num holdings
156
Filing time
14 Apr 2021, 13:39:20 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included FTSM, VCSH, ICSH, AAPL, and META.
Previous filing
Q4 2020 - 19 Jan 2021
Next filing
Q2 2021 - 21 Jul 2021
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q1 compared to 2020 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Craig Watanabe Director IA Compliance Sandy, Utah 09 Apr 2021

List of Other Managers Reporting for DFPG INVESTMENTS, LLC:

Name Holdings Value Location File Number
TOWNSQUARE CAPITAL LLC $661M Provo, UT 028-19141