DFPG INVESTMENTS, LLC

Q3 2021 13F Combination Report, Stock Holdings

Signature - Title
Daniel Teague - Compliance Analyst
Location
Sandy
Holdings as of
30 Sep 2021
Value $
$264M
Num holdings
181
Filing time
19 Oct 2021, 13:26:40 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included NVDA, AAPL, VCSH, ICSH, and QQQ.
Previous filing
Q2 2021 - 21 Jul 2021
Next filing
Q4 2021 - 31 Jan 2022
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Daniel Teague Compliance Analyst Sandy, Utah 19 Oct 2021

List of Other Managers Reporting for DFPG INVESTMENTS, LLC:

Name Holdings Value Location File Number
TOWNSQUARE CAPITAL LLC $661M Provo, UT 028-19141