Legg Mason, Inc.

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
Thomas Merchant - General Counsel
Location
Baltimore
Holdings as of
September 30, 2016
Value $
$10.5M
Num holdings
18
Date filed
11/14/2016, 11:05 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included NEM, IWN, IWS, IVV, and EWX.
Previous filing
Q2 2016 - Aug 15, 2016
Next filing
Q4 2016 - Feb 14, 2017
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Thomas Merchant General Counsel Baltimore, Maryland 11/14/2016

List of Other Managers Reporting for Legg Mason, Inc.:

Name Holdings Value Location File Number
Clearbridge, Llc $329M Baltimore, MD 028-01701
Brandywine Global Investment Management, LLC $14.2B Philadelphia, PA 028-02204
Royce & Associates Lp $9.74B New York, NY 028-03780
Martin Currie Ltd $2.61B Edinburgh, United Kingdom 028-13902
Miller Value Partners, Llc $236M Sarasota, FL 028-06399
Western Asset Management Company, LLC $76.3M Pasadena, CA 028-10245
Legg Mason Asset Management (Japan) Co., Ltd. $90.5M Tokyo, Japan 028-11198
Clearbridge Investments, LLC $123B New York, NY 028-11611
EnTrustPermal Management LLC $240M New York, NY 028-14027
ClearBridge Investments Ltd $4.56B Sydney, Australia 028-16543
QS Investors, LLC $8.47B New York, NY 028-14009

Other Included Managers (1):

Num Name Location File Number
1 Miscellaneous