Legg Mason, Inc.

Q4 2016 13F Combination Report, Stock Holdings

Signature - Title
Thomas Merchant - General Counsel
Location
Baltimore
Holdings as of
December 31, 2016
Value $
$827K
Num holdings
14
Date filed
2/14/2017, 01:42 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included IVV, EFV, IWS, TIP, and IWN.
Previous filing
Q3 2016 - Nov 14, 2016
Next filing
Q1 2017 - May 15, 2017
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q4 compared to 2016 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Thomas Merchant General Counsel Baltimore, Maryland 2/14/2017

List of Other Managers Reporting for Legg Mason, Inc.:

Name Holdings Value Location File Number
Clearbridge, Llc $329M Baltimore, MD 028-01701
Brandywine Global Investment Management, LLC $14.6B Philadelphia, PA 028-02204
Royce & Associates Lp $10B New York, NY 028-03780
Martin Currie Ltd Edinburgh, United Kingdom 028-13902
Miller Value Partners, Llc $272M Sarasota, FL 028-06399
Western Asset Management Company, LLC $45.2M Pasadena, CA 028-10245
Legg Mason Asset Management (Japan) Co., Ltd. $90.5M Tokyo, Japan 028-11198
Clearbridge Investments, LLC $133B New York, NY 028-11611
EnTrustPermal Management LLC $240M New York, NY 028-14027
ClearBridge Investments Ltd Sydney, Australia 028-16543
QS Investors, LLC $8.47B New York, NY 028-14009

Other Included Managers (1):

Num Name Location File Number
1 Miscellaneous