First Trust Advisors Lp

Q4 2015 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Kathleen W. Brown - Chief Compliance Officer
Location
Wheaton
Holdings as of
December 31, 2015
Value $
$38.5B
Num holdings
2,226
Date filed
5/4/2016, 04:29 PM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included FBT, FDN, FXH, FXG, and FXD.
Previous filing
Q3 2015 - Nov 5, 2015
Next filing
Q1 2016 - May 10, 2016
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q4 - Restatement compared to 2015 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kathleen W. Brown Chief Compliance Officer Wheaton, Illinois 5/4/2016

List of Other Managers Reporting for First Trust Advisors Lp:

Name Holdings Value Location File Number
Mackay Shields Llc $2.94B New York, NY 028-00046
Ssi Investment Management Llc $1.47B Los Angeles, CA 028-04720
Chartwell Investment Partners/Pa $4.92B Berwyn, PA 028-06462
Heitman Real Estate Securities Llc $1.46B Chicago, IL 028-04321
Aberdeen Asset Management Plc/Uk $30B Aberdeen, United Kingdom 028-04701
Brookfield Public Securities Group LLC New York, NY 028-13826
Janus Henderson Group Plc $219B London, United Kingdom 028-10904
Energy Income Partners, LLC $5.19B Westport, CT 028-12170
Macquarie Group Ltd $85.7B Sydney, Nsw 2000, Australia 028-13120
Hl Financial Services Llc $6.5B Louisville, KY 028-13165
Confluence Investment Management Llc $7.01B St. Louis, MO 028-13334