FIRST TRUST ADVISORS LP

Q1 2020 13F Combination Report, Stock Holdings

Signature - Title
Kathleen W. Brown - Chief Compliance Officer
Location
Wheaton
Holdings as of
31 Mar 2020
Value $
$44,123,215,933
Num holdings
2,340
Filing time
06 May 2020, 12:31:26 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AMZN, CSCO, META, GOOGL, and MSFT.
Previous filing
Q4 2019 - 03 Feb 2020
Next filing
Q2 2020 - 22 Jul 2020
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q1 compared to 2019 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kathleen W. Brown Chief Compliance Officer Wheaton, Illinois 06 May 2020

List of Other Managers Reporting for FIRST TRUST ADVISORS LP:

Name Holdings Value Location File Number
MACKAY SHIELDS LLC $2,939,899,446 New York, NY 028-00046
SSI INVESTMENT MANAGEMENT LLC $1,465,812,467 Los Angeles, CA 028-04720
Energy Income Partners, LLC $5,186,468,730 Westport, CT 028-12170
MACQUARIE GROUP LTD $85,673,451,444 Sydney, Nsw 2000 028-13120
CONFLUENCE INVESTMENT MANAGEMENT LLC $6,673,836,873 St. Louis, MO 028-13334
First Trust Capital Management L.P. $1,550,793,289 Chicago, IL 028-17430
CHARTWELL INVESTMENT PARTNERS, LLC Berywn, PA 028-16224
Aberdeen Group plc $63,225,953,817 Edinburgh, United Kingdom 028-18172

Other Included Managers (1):

Num Name Location File Number
1 Equitable Investment Management Group, LLC New York, NY 028-14633