Name | Title | City, State | Date |
---|---|---|---|
Heidi Johnson | Chief Compliance Officer | San Francisco, California | 2/14/2018 |
Name | Holdings Value | Location | File Number |
---|---|---|---|
Cavalier Investments, LLC | $330M | Alpharetta, GA | 028-17041 |
Num | Name | Location | File Number |
---|---|---|---|
1 | Fort Point Capital Partners LLC | San Francisco, CA | |
2 | Smith & Howard Wealth Management, LLC | Atlanta, GA | 028-14923 |
3 | Private Advisor Group, LLC | Morristown, NJ | 028-15851 |