| Sym | Company | Class | Option | Share Change | Activity | * Price $ | Shares | Notional Value |
|---|
| Name | Title | City, State | Date |
|---|---|---|---|
| Heidi Johnson | Chief Compliance Officer | San Francisco, California | 14 Feb 2018 |
| Name | Holdings Value | Location | File Number |
|---|---|---|---|
| Cavalier Investments, LLC | $245M | Alpharetta, GA | 028-17041 |
| Num | Name | Location | File Number |
|---|---|---|---|
| 1 | Fort Point Capital Partners LLC | San Francisco, CA | |
| 2 | Smith & Howard Wealth Management, LLC | Atlanta, GA | 028-14923 |
| 3 | Private Advisor Group, LLC | Morristown, NJ | 028-15851 |