First Trust Capital Management L.P.

Q2 2020 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Jennifer Yong - Compliance Manager
Location
Chicago
Holdings as of
June 30, 2020
Value $
$316M
Num holdings
69
Date filed
8/18/2020, 04:58 PM
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included WTW, LOGM, AMTD, LM, and ADSW.
Previous filing
Q1 2020 - Aug 18, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q2 - Restatement compared to 2020 Q1 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jennifer Yong Compliance Manager Chicago, Illinois 8/18/2020

Other Included Managers (1):

Num Name Location File Number
1 First Trust Advisors Lp Wheaton, IL 028-06487