B. Riley Financial, Inc.

Q2 2017 13F Holdings Report, Stock Holdings

Notable people
Bryant R. Riley
Signature - Title
Michael Markunas - Chief Compliance Officer
Location
Woodland Hills
Holdings as of
June 30, 2017
Value $
$366M
Num holdings
206
Date filed
8/11/2017, 04:22 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included QQQXXXX, IWM, VV, HCHC, and COVS.
Previous filing
Q1 2017 - May 11, 2017
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q2 compared to 2017 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Markunas Chief Compliance Officer Los Angeles, California 8/11/2017

Other Included Managers (1):

Num Name Location File Number
1 B. Riley Capital Management, Llc Los Angeles, CA 028-17147