B. Riley Financial, Inc.

Q3 2017 13F Combination Report, Stock Holdings

Notable people
Bryant R. Riley
Signature - Title
Michael Markunas - Chief Compliance Officer
Location
Woodland Hills
Holdings as of
September 30, 2017
Value $
$366M
Num holdings
300
Date filed
11/13/2017, 04:02 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included QQQXXXX, MINT, VV, RY, and HCHC.
Previous filing
Q2 2017 - Aug 11, 2017
Next filing
Q4 2017 - Feb 9, 2018
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q3 compared to 2017 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Markunas Chief Compliance Officer Los Angeles, California 11/13/2017

List of Other Managers Reporting for B. Riley Financial, Inc.:

Name Holdings Value Location File Number
Fiduciary Financial Services Of The Southwest Inc /Tx $360M Dallas, TX 028-03991

Other Included Managers (1):

Num Name Location File Number
1 B. Riley Capital Management, Llc Los Angeles, CA 028-17147