B. Riley Financial, Inc.

Q2 2018 13F Combination Report, Restatement, Stock Holdings

Notable people
Bryant R. Riley
Signature - Title
Michael Markunas - Chief Compliance Officer
Location
Woodland Hills
Holdings as of
June 30, 2018
Value $
$377M
Num holdings
311
Date filed
8/15/2018, 04:21 PM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included BW, QQQ, IWM, CALL, and HCHC.
Previous filing
Q1 2018 - May 4, 2018
Next filing
Q3 2018 - Nov 19, 2018
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q2 - Restatement compared to 2018 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Markunas Chief Compliance Officer Los Angeles, California 8/15/2018

List of Other Managers Reporting for B. Riley Financial, Inc.:

Name Holdings Value Location File Number
Fiduciary Financial Services Of The Southwest Inc /Tx $360M Dallas, TX 028-03991

Other Included Managers (2):

Num Name Location File Number
1 B. Riley Capital Management, Llc Los Angeles, CA 028-17147
2 B. Riley Wealth Management, Inc. Memphis, TN 028-16196