B. Riley Financial, Inc.

Q3 2018 13F Holdings Report, Restatement, Stock Holdings

Notable people
BRYANT R. RILEY
Signature - Title
Michael Markunas - Chief Compliance Officer
Location
Woodland Hills
Holdings as of
30 Sep 2018
Value $
$352,338,000
Num holdings
188
Filing time
19 Nov 2018, 10:37:26 UTC
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included IWM, SIC, SPY, HIIQ, and BW.
Previous filing
Q2 2018 - 15 Aug 2018
Next filing
Q4 2018 - 07 Feb 2019
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 - Restatement compared to 2018 Q2 - Restatement by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Markunas Chief Compliance Officer Los Angeles, California 19 Nov 2018

Other Included Managers (1):

Num Name Location File Number
1 B. RILEY CAPITAL MANAGEMENT, LLC Los Angeles, CA 028-17147