David A. Ricks - 31 Dec 2022 Form 5 Insider Report for ELI LILLY & Co (LLY)

Role
President, Chair, and CEO, Director
Signature
/s/ Jonathan Groff for David A. Ricks, pursuant to attached authorization
Issuer symbol
LLY
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
03 Feb 2023, 15:35:09 UTC
Previous filing
27 Sep 2022
Next filing
03 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Gift $0 -32,467 -8.2% $0.000000 365,316 15 Aug 2022 Direct
holding LLY Common Stock 63,500 31 Dec 2022 By David A. Ricks SLAT F1
holding LLY Common Stock 70,000 31 Dec 2022 By David A. Ricks 2022 GRAT F2
holding LLY Common Stock 7,169 31 Dec 2022 401(k)
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2 On May 11, 2022, the Reporting Person transferred 70,000 shares of Eli Lilly and Company common stock to a Grantor Retained Annuity Trust, of which the Reporting Person is the trustee.

Remarks:

Exhibit 24 - Power of Attorney