David A. Ricks - 01 Feb 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role: President, Chair, and CEO, Director
Signature: /s/ Jonathan Groff for David A. Ricks, authorization on file
Issuer symbol: LLY
Transactions as of: 01 Feb 2023
Net transactions value: -$7,350,700
Form type: 4
Filing time: 03 Feb 2023, 15:41:34 UTC
Previous filing: 03 Feb 2023
Next filing: 14 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LLY	Common Stock	Options Exercise	$0	+47,786	+13%	$0.000000	413,102	01 Feb 2023	Direct
transaction	LLY	Common Stock	Tax liability	$7,350,700	-21,359	-5.2%	$344.15	391,743	01 Feb 2023	Direct
holding	LLY	Common Stock						63,500	01 Feb 2023	By David A. Ricks SLAT	F1
holding	LLY	Common Stock						70,000	01 Feb 2023	By David A. Ricks 2022 GRAT
holding	LLY	Common Stock						7,171	01 Feb 2023	401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LLY	Restricted Stock Unit	Options Exercise	$0	-47,786	-100%	$0.000000^*	0	01 Feb 2023	Common Stock	47,786		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2	Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.