Johna Norton - 01 Feb 2024 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
EVP, Global Quality
Signature
/s/ Jonathan Groff for Johna Norton, pursuant to authorization on file
Issuer symbol
LLY
Transactions as of
01 Feb 2024
Transactions value $
-$365,415
Form type
4
Filing time
02 Feb 2024, 16:24:31 UTC
Previous filing
15 Jun 2023
Next filing
14 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +1,268 +4.2% $0 31,382 01 Feb 2024 Direct
transaction LLY Common Stock Tax liability -$365,415 -566 -1.8% $645.61 30,816 01 Feb 2024 Direct
holding LLY Common Stock 402 01 Feb 2024 401(k)
holding LLY Common Stock 1,769 01 Feb 2024 401(k) - by partner
holding LLY Common Stock 128 01 Feb 2024 by partner

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -1,268 -100% $0* 0 01 Feb 2024 Common Stock 1,268 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.