| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Tax liability | -$150,683 | -1,366 | -1.8% | $110.31 | 73,590 | 03 Dec 2024 | Direct | F1, F2 |
| holding | NTRS | Common Stock | 286,034 | 03 Dec 2024 | By Trust | F3, F4 | |||||
| holding | NTRS | Common Stock | 0 | 03 Dec 2024 | 2022 GRAT | F3 | |||||
| holding | NTRS | Common Stock | 9,914 | 03 Dec 2024 | 2023 GRAT | F4 | |||||
| holding | NTRS | Common Stock | 5,459 | 03 Dec 2024 | By Trust fbo Child 1 | F5 | |||||
| holding | NTRS | Common Stock | 5,460 | 03 Dec 2024 | By Trust fbo Child 2 | F5 | |||||
| holding | NTRS | Common Stock | 5,460 | 03 Dec 2024 | By Trust fbo Child 3 | F5 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. |
| F2 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F3 | Reflects the June 3, 2024 distribution of 6,755 shares from the reporting person's 2022 Grantor Retained Annuity Trust ("GRAT") to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. |
| F4 | Reflects the June 3, 2024 distribution of 6,951.32 shares from the reporting person's 2023 GRAT to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. |
| F5 | The reporting person's spouse is trustee of this trust. |