Michael O'Grady - Jan 30, 2025 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Chairman and CEO, Director
Signature
David A. Serna, Attorney-In-Fact for Michael G. O'Grady
Stock symbol
NTRS
Transactions as of
Jan 30, 2025
Transactions value $
-$306,762
Form type
4
Date filed
1/31/2025, 06:10 PM
Previous filing
Dec 5, 2024
Next filing
Feb 7, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $1.67M +23.7K +8.3% $70.21 310K Jan 30, 2025 By Trust
transaction NTRS Common Stock Tax liability -$1.97M -17.4K -5.63% $113.21 292K Jan 30, 2025 By Trust
holding NTRS Common Stock 73.6K Jan 30, 2025 Direct F1
holding NTRS Common Stock 9.91K Jan 30, 2025 2023 GRAT
holding NTRS Common Stock 5.46K Jan 30, 2025 By Trust fbo Child 1 F2
holding NTRS Common Stock 5.46K Jan 30, 2025 By Trust fbo Child 2 F2
holding NTRS Common Stock 5.46K Jan 30, 2025 By Trust fbo Child 3 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -23.7K -100% $0.00 0 Jan 30, 2025 Common Stock 23.7K $70.21 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 The reporting person's spouse is trustee of this trust.
F3 This option became exercisable in four equal annual installments beginning on February 17, 2016.