Michael O'Grady - 30 Jan 2025 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Chairman and CEO, Director
Signature
David A. Serna, Attorney-In-Fact for Michael G. O'Grady
Issuer symbol
NTRS
Transactions as of
30 Jan 2025
Transactions value $
-$306,762
Form type
4
Filing time
31 Jan 2025, 18:10:50 UTC
Previous filing
05 Dec 2024
Next filing
07 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $1,666,715 +23,739 +8.3% $70.21 309,773 30 Jan 2025 By Trust
transaction NTRS Common Stock Tax liability -$1,973,476 -17,432 -5.63% $113.21 292,341 30 Jan 2025 By Trust
holding NTRS Common Stock 73,590 30 Jan 2025 Direct F1
holding NTRS Common Stock 9,914 30 Jan 2025 2023 GRAT
holding NTRS Common Stock 5,459 30 Jan 2025 By Trust fbo Child 1 F2
holding NTRS Common Stock 5,460 30 Jan 2025 By Trust fbo Child 2 F2
holding NTRS Common Stock 5,460 30 Jan 2025 By Trust fbo Child 3 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -23,739 -100% $0 0 30 Jan 2025 Common Stock 23,739 $70.21 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 The reporting person's spouse is trustee of this trust.
F3 This option became exercisable in four equal annual installments beginning on February 17, 2016.