MARK D. SMITH - 31 Dec 2022 Form 5 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Mark D. Smith
Issuer symbol
AOS
Transactions as of
31 Dec 2022
Transactions value $
$0
Form type
5
Filing time
09 Feb 2023, 15:54:43 UTC
Previous filing
13 Apr 2022
Next filing
13 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Gift $0 +809 +0.69% $0.00 117K 23 Jun 2022 Direct
transaction AOS Common Stock Gift $0 -809 -0.69% $0.00 117K 23 Jun 2022 Direct
transaction AOS Common Stock Gift $0 +809 +38.45% $0.00 2.91K 23 Jun 2022 In trust F1
holding AOS Common Stock 8.96K 31 Dec 2022 Held by spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Class A Common Stock Gift $0 +6.38K $0.00 6.38K 23 Jun 2022 Common Stock 6.38K $0.00 Direct F2, F3
transaction AOS Class A Common Stock Gift $0 -6.38K -100% $0.00* 0 23 Jun 2022 Common Stock 6.38K $0.00 Direct F2, F3
transaction AOS Class A Common Stock Gift $0 +6.38K +51.85% $0.00 18.7K 23 Jun 2022 Common Stock 6.38K $0.00 In trust F2, F3
holding AOS Class A Common Stock 3.68K 31 Dec 2022 Common Stock 3.68K $0.00 Held by spouse F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person beneficially owns the shares as settlor of a revocable family trust.
F2 Convertible at any time to Common Stock.
F3 None.