MARK D. SMITH - 11 Apr 2023 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Mark D. Smith
Issuer symbol
AOS
Transactions as of
11 Apr 2023
Transactions value $
$140,018
Form type
4
Filing time
13 Apr 2023, 12:38:21 UTC
Previous filing
09 Feb 2023
Next filing
03 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Award $140K +2.13K +1.82% $65.86 119K 11 Apr 2023 Direct F1
holding AOS Common Stock 8.96K 11 Apr 2023 Held by spouse
holding AOS Common Stock 2.91K 11 Apr 2023 In trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AOS Class A Common Stock 3.68K 11 Apr 2023 Common Stock 3.68K $0.00 Held by spouse F3, F4
holding AOS Class A Common Stock 18.7K 11 Apr 2023 Common Stock 18.7K $0.00 In trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 11, 2023.
F2 The reporting person beneficially owns the shares as settlor of a revocable family trust.
F3 Convertible at any time to Common Stock.
F4 None.