Stephen D. O'Brien - Feb 7, 2025 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP; Pres & General Mngr NAWH
Signature
James F. Stern, Attorney-in-Fact for Stephen D. O'Brien
Stock symbol
AOS
Transactions as of
Feb 7, 2025
Transactions value $
-$32,562
Form type
4
Date filed
2/11/2025, 04:28 PM
Previous filing
Aug 19, 2024
Next filing
Apr 2, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $0 +1.11K +52.76% $0.00 3.21K Feb 7, 2025 Direct F1, F2
transaction AOS Common Stock Tax liability -$32.6K -496 -15.43% $65.65 2.72K Feb 7, 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -1.11K -100% $0.00 0 Feb 7, 2025 Common Stock 1.11K $0.00 Direct F1, F4
transaction AOS Restricted Stock Units Award $0 +5.73K +64.25% $0.00 14.6K Feb 10, 2025 Common Stock 5.73K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
F2 Stephen O'Brien is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 9 shares of Common Stock.
F3 Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F4 The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.
F5 The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028.