Stephen D. O'Brien - Apr 1, 2025 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP; Pres & General Mngr NAWH
Signature
James F. Stern, Attorney-in-Fact for Stephen D. O'Brien
Stock symbol
AOS
Transactions as of
Apr 1, 2025
Transactions value $
-$49,571
Form type
4
Date filed
4/2/2025, 02:59 PM
Previous filing
Feb 11, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $0 +1.93K +70.72% $0.00 4.66K Apr 1, 2025 Direct F1
transaction AOS Common Stock Tax liability -$49.6K -760 -16.31% $65.23 3.9K Apr 1, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -1.93K -100% $0.00 0 Apr 1, 2025 Common Stock 1.93K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. O'Brien is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 11 shares of Common Stock.
F2 Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.
F3 The restricted stock units were granted on 04/01/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 04/01/2025.