Christopher M. Gorman - 24 May 2021 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chairman and CEO, Director
Signature
Carrie A. Benedict POA for Christopher M. Gorman
Issuer symbol
KEY
Transactions as of
24 May 2021
Transactions value $
-$3,258,077
Form type
4
Filing time
26 May 2021, 17:37:05 UTC
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise $1.88M +235K +30.96% $7.98 995K 24 May 2021 Direct F1
transaction KEY Common Shares Sale -$5.14M -223K -22.38% $23.06 772K 24 May 2021 Direct F2, F3
holding KEY Common Shares 4.16K 24 May 2021 401(k) Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Option to Buy Options Exercise $0 -235K -100% $0.00* 0 24 May 2021 Common Shares 235K $7.98 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes approximately 36 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan in May 2021.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $22.92 to $23.18.
F3 The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4 Reported as of March 18, 2021.
F5 This option vested in four equal annual installments ending on March 2, 2016.