Christopher M. Gorman - 14 Feb 2022 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chairman and CEO, Director
Signature
Carrie A. Benedict POA for Christopher M. Gorman
Issuer symbol
KEY
Transactions as of
14 Feb 2022
Transactions value $
$0
Form type
4
Filing time
16 Feb 2022, 15:47:18 UTC
Previous filing
26 May 2021
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KEY Common Shares 788K 14 Feb 2022 Direct F1
holding KEY Common Shares 4.25K 14 Feb 2022 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Award $0 +83.4K $0.00 83.4K 14 Feb 2022 Common Shares 83.4K Direct F3, F4
transaction KEY Option to Buy Award $0 +125K $0.00 125K 14 Feb 2022 Common Shares 125K $28.50 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes approximately 15,465 common shares acquired through dividend reinvestment from June to December 2021 and approximately 231 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan from June 2021 to February 2022.
F2 Reported as of February 15, 2022.
F3 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F4 The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F5 The option to buy, granted on February 14, 2022, vests in four equal annual installments beginning on February 17, 2023.