James L. Waters - Jul 6, 2022 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
General Counsel and Secretary
Signature
Carrie A. Benedict POA for James L. Waters
Stock symbol
KEY
Transactions as of
Jul 6, 2022
Transactions value $
-$161,771
Form type
4
Date filed
7/8/2022, 04:22 PM
Previous filing
Feb 16, 2022
Next filing
Feb 22, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +20.7K 20.7K Jul 6, 2022 Direct F1
transaction KEY Common Shares Tax liability -$162K -9.38K -45.35% $17.25 11.3K Jul 6, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -20.7K -33.33% $0.00 41.4K Jul 6, 2022 Common Shares 20.7K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units vest in three equal annual installments, beginning on July 6, 2022.
F3 Includes approximately 2,208 dividend-equivalent restricted stock units accrued between September 2021 and June 2022.