James L. Waters - Feb 17, 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
General Counsel and Secretary
Signature
Adam J. Larkins POA for James L. Waters
Stock symbol
KEY
Transactions as of
Feb 17, 2023
Transactions value $
-$20,625
Form type
4
Date filed
2/22/2023, 03:36 PM
Previous filing
Jul 8, 2022
Next filing
Jul 10, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +3.02K +26.72% 14.3K Feb 17, 2023 Direct F1
transaction KEY Common Shares Tax liability -$20.6K -1.08K -7.52% $19.15 13.2K Feb 17, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -3.02K -25% $0.00 9.06K Feb 17, 2023 Common Shares 3.02K Direct F1, F2, F3
transaction KEY Restricted Stock Units Award $0 +20.4K $0.00 20.4K Feb 17, 2023 Common Shares 20.4K Direct F1, F4
transaction KEY Option to Buy Award $0 +30.7K $0.00 30.7K Feb 17, 2023 Common Shares 30.7K $21.07 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F3 Includes approximately 496 dividend-equivalent restricted stock units accrued between March and December 2022.
F4 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F5 The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.