Paul D. Arling - Feb 7, 2025 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
CEO, Director
Signature
/s/Paul D. Arling, by Bryan Allison, pursuant to Limited Power of Attorney dated May 7, 2024
Stock symbol
UEIC
Transactions as of
Feb 7, 2025
Transactions value $
-$84,560
Form type
4
Date filed
2/11/2025, 01:33 PM
Previous filing
Dec 16, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Options Exercise +12K +4.43% 283K Feb 7, 2025 By Arling Family Trust F1, F2
transaction UEIC Common Stock Tax liability -$54.5K -5.42K -1.92% $10.04 277K Feb 7, 2025 By Arling Family Trust F2, F3, F4
transaction UEIC Common Stock Options Exercise +4.71K +1.7% 282K Feb 9, 2025 By Arling Family Trust F1, F2
transaction UEIC Common Stock Tax liability -$19.8K -1.97K -0.7% $10.04 280K Feb 9, 2025 By Arling Family Trust F2, F3, F4
transaction UEIC Common Stock Options Exercise +2.53K +0.9% 283K Feb 10, 2025 By Arling Family Trust F1, F2
transaction UEIC Common Stock Tax liability -$10.3K -1.06K -0.37% $9.74 282K Feb 10, 2025 By Arling Family Trust F2, F3, F4
holding UEIC Common Stock 1.8K Feb 7, 2025 Direct
holding UEIC Common Stock 1K Feb 7, 2025 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEIC Restricted Stock Units Options Exercise $0 -12K -19.33% $0.00 50.1K Feb 7, 2025 Common Stock 12K Direct F1, F5, F6
transaction UEIC Employee Stock Option (Rt to Buy) Other $0 -52.6K -12.56% $0.00 366K Feb 8, 2025 Common Stock 52.6K Direct F7, F8, F9, F10
transaction UEIC Restricted Stock Units Options Exercise $0 -4.71K -9.41% $0.00 45.4K Feb 9, 2025 Common Stock 4.71K Direct F1, F5
transaction UEIC Restricted Stock Units Options Exercise $0 -2.53K -5.58% $0.00 42.8K Feb 10, 2025 Common Stock 2.53K Direct F1, F5
holding UEIC Performance Stock Units 36K Feb 7, 2025 Common Stock 0 Direct F11, F12, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
F3 This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F4 Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5 The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F6 This figure represents an aggregate number of restricted stock units held by the Reporting Person. This amount reflects a reduction of 1,017 shares to correct a clerical error.
F7 Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F8 Expiry of Employee Stock Options.
F9 The expired stock options first became exercisable on 2/8/2019 and expired unexercised on 2/8/2025.
F10 This figure represents an aggregate number of stock options held by Reporting Person.
F11 Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F12 The performance stock units vest in accordance with the vesting schedule of each PSU grant.
F13 This figure represents an aggregate number of performance stock units held by Reporting Person.