Gary D. Fields - 11 Aug 2021 Form 4 Insider Report for AAON, INC. (AAON)

Role
President and CEO, Director
Signature
Gary D. Fields
Issuer symbol
AAON
Transactions as of
11 Aug 2021
Net transactions value
-$354,079
Form type
4
Filing time
13 Aug 2021, 16:28:52 UTC
Previous filing
13 May 2021
Next filing
24 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAON Common Stock, par value $.004 Options Exercise $126,738 +3,430 +10% $36.95 37,451 11 Aug 2021 Direct
transaction AAON Common Stock, par value $.004 Sale $240,409 -3,430 -9.2% $70.09 34,021 11 Aug 2021 Direct F1
holding AAON Common Stock, par value $.004 2,616 11 Aug 2021 401(k) Plan
holding AAON Common Stock, par value $.004 1,500 11 Aug 2021 Custodian for the benefit of his grandchildren

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAON Stock Option (Right to Buy) Options Exercise $240,409 -3,430 -9.2% $70.09 33,963 11 Aug 2021 Common Stock 3,430 $36.95 Direct F1
holding AAON Stock Option (Right to Buy) 1,389 11 Aug 2021 Common Stock 1,389 $32.70 Direct
holding AAON Stock Option (Right to Buy) 7,470 11 Aug 2021 Common Stock 7,470 $34.10 Direct
holding AAON Stock Option (Right to Buy) 94,000 11 Aug 2021 Common Stock 94,000 $41.37 Direct
holding AAON Stock Option (Right to Buy) 43,040 11 Aug 2021 Common Stock 43,040 $44.22 Direct
holding AAON Stock Option (Right to Buy) 39,300 11 Aug 2021 Common Stock 39,300 $47.54 Direct
holding AAON Stock Option (Right to Buy) 31,461 11 Aug 2021 Common Stock 31,461 $73.36 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $70.00 to $70.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.