Gary D. Fields - 20 Aug 2021 Form 4 Insider Report for AAON, INC. (AAON)

Role: President and CEO, Director
Signature: Gary D. Fields
Issuer symbol: AAON
Transactions as of: 20 Aug 2021
Net transactions value: -$338,209
Form type: 4
Filing time: 24 Aug 2021, 14:38:29 UTC
Previous filing: 13 Aug 2021
Next filing: 24 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAON	Common Stock, par value $.004	Options Exercise	$18,512	+501	+1.5%	$36.95	34,522	20 Aug 2021	Direct
transaction	AAON	Common Stock, par value $.004	Sale	$34,840	-501	-1.5%	$69.54	34,021	20 Aug 2021	Direct	F1
transaction	AAON	Common Stock, par value $.004	Options Exercise	$103,830	+2,810	+8.3%	$36.95	36,831	23 Aug 2021	Direct
transaction	AAON	Common Stock, par value $.004	Sale	$195,436	-2,810	-7.6%	$69.55	34,021	23 Aug 2021	Direct	F2
holding	AAON	Common Stock, par value $.004						1,500	20 Aug 2021	Custodian for the benefit of his grandchildren
holding	AAON	Common Stock, par value $.004						2,616	20 Aug 2021	401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AAON	Stock Option (Right to Buy)	Options Exercise	$34,840	-501	-1.5%	$69.54	33,462	20 Aug 2021	Common Stock	501	$36.95	Direct	F1
transaction	AAON	Stock Option (Right to Buy)	Options Exercise	$195,436	-2,810	-8.4%	$69.55	30,652	23 Aug 2021	Common Stock	2,810	$36.95	Direct	F2
holding	AAON	Stock Option (Right to Buy)						1,389	20 Aug 2021	Common Stock	1,389	$32.70	Direct
holding	AAON	Stock Option (Right to Buy)						7,470	20 Aug 2021	Common Stock	7,470	$34.10	Direct
holding	AAON	Stock Option (Right to Buy)						94,000	20 Aug 2021	Common Stock	94,000	$41.37	Direct
holding	AAON	Stock Option (Right to Buy)						43,040	20 Aug 2021	Common Stock	43,040	$44.22	Direct
holding	AAON	Stock Option (Right to Buy)						39,300	20 Aug 2021	Common Stock	39,300	$47.54	Direct
holding	AAON	Stock Option (Right to Buy)						31,461	20 Aug 2021	Common Stock	31,461	$73.36	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed in multiple trades at prices ranging from $69.51 to $69.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2	This transaction was executed in multiple trades at prices ranging from $69.50 to $69.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.