Gary D. Fields - 23 Nov 2021 Form 4 Insider Report for AAON, INC. (AAON)

Role
President and CEO, Director
Signature
Gary D. Fields
Issuer symbol
AAON
Transactions as of
23 Nov 2021
Net transactions value
-$2,355,119
Form type
4
Filing time
24 Nov 2021, 16:38:11 UTC
Previous filing
24 Aug 2021
Next filing
02 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAON Common Stock, par value $.004 Options Exercise $197,017 +5,332 +16% $36.95 39,353 23 Nov 2021 Direct
transaction AAON Common Stock, par value $.004 Options Exercise $620,550 +15,000 +38% $41.37 54,353 23 Nov 2021 Direct
transaction AAON Common Stock, par value $.004 Sale $1,586,343 -20,332 -37% $78.02 34,021 23 Nov 2021 Direct F1
holding AAON Common Stock, par value $.004 1,500 23 Nov 2021 Custodian for the benefit of his grandchildren
holding AAON Common Stock, par value $.004 2,616 23 Nov 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAON Stock Option (Right to Buy) Options Exercise $416,013 -5,332 -17% $78.02 25,320 23 Nov 2021 Common Stock 5,332 $36.95 Direct F1
transaction AAON Stock Option (Right to Buy) Options Exercise $1,170,330 -15,000 -16% $78.02 79,000 23 Nov 2021 Common Stock 15,000 $41.37 Direct F1
holding AAON Stock Option (Right to Buy) 1,389 23 Nov 2021 Common Stock 1,389 $32.70 Direct
holding AAON Stock Option (Right to Buy) 7,470 23 Nov 2021 Common Stock 7,470 $34.10 Direct
holding AAON Stock Option (Right to Buy) 43,040 23 Nov 2021 Common Stock 43,040 $44.22 Direct
holding AAON Stock Option (Right to Buy) 39,300 23 Nov 2021 Common Stock 39,300 $47.54 Direct
holding AAON Stock Option (Right to Buy) 31,461 23 Nov 2021 Common Stock 31,461 $73.36 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $77.10 to $78.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.