Stephen E Wakefield - 14 Dec 2023 Form 4 Insider Report for AAON, INC. (AAON)

Role
Chief Operating Officer
Signature
Stephen E Wakefield
Issuer symbol
AAON
Transactions as of
14 Dec 2023
Net transactions value
-$7,499,960
Form type
4
Filing time
18 Dec 2023, 17:29:13 UTC
Previous filing
16 Mar 2023
Next filing
21 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAON Common Stock, par value $.004 Options Exercise $14,985 +849 +6.3% $17.65 14,322 14 Dec 2023 Direct F1, F2
transaction AAON Common Stock, par value $.004 Options Exercise $47,239 +2,160 +15% $21.87 16,482 14 Dec 2023 Direct F1, F2
transaction AAON Common Stock, par value $.004 Options Exercise $820,179 +33,300 +202% $24.63 49,782 14 Dec 2023 Direct F1, F2
transaction AAON Common Stock, par value $.004 Options Exercise $1,094,678 +39,691 +80% $27.58 89,473 14 Dec 2023 Direct F1, F2
transaction AAON Common Stock, par value $.004 Sale $5,343,560 -76,000 -85% $70.31 13,473 14 Dec 2023 Direct F1, F2, F3
transaction AAON Common Stock, par value $.004 Options Exercise $827,400 +30,000 +223% $27.58 43,473 15 Dec 2023 Direct F1, F2
transaction AAON Common Stock, par value $.004 Sale $2,156,400 -30,000 -69% $71.88 13,473 15 Dec 2023 Direct F1, F2, F4
holding AAON Common Stock, par value $.004 10,261 14 Dec 2023 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAON Stock Option (Right to Buy) Options Exercise $14,985 -849 -100% $17.65 0 14 Dec 2023 Common Stock 849 $17.65 Direct F1, F2
transaction AAON Stock Option (Right to Buy) Options Exercise $47,239 -2,160 -100% $21.87 0 14 Dec 2023 Common Stock 2,160 $21.87 Direct F1, F2
transaction AAON Stock Option (Right to Buy) Options Exercise $820,179 -33,300 -100% $24.63 0 14 Dec 2023 Common Stock 33,300 $24.63 Direct F1, F2
transaction AAON Stock Option (Right to Buy) Options Exercise $1,094,678 -39,691 -29% $27.58 96,809 14 Dec 2023 Common Stock 39,691 $27.58 Direct F1, F2
transaction AAON Stock Option (Right to Buy) Options Exercise $827,400 -30,000 -31% $27.58 66,809 15 Dec 2023 Common Stock 30,000 $27.58 Direct F1, F2
holding AAON Stock Option (Right to Buy) 63,480 14 Dec 2023 Common Stock 63,480 $29.48 Direct F2
holding AAON Stock Option (Right to Buy) 20,223 14 Dec 2023 Common Stock 20,223 $48.91 Direct F2
holding AAON Stock Option (Right to Buy) 7,938 14 Dec 2023 Common Stock 7,938 $36.13 Direct F2
holding AAON Stock Option (Right to Buy) 4,477 14 Dec 2023 Common Stock 4,477 $62.04 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023.
F2 The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023.
F3 This transaction was executed in multiple trades at prices ranging from $68.00 to $71.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $71.75 to $72.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.