Stephen E Wakefield - 19 Dec 2023 Form 4 Insider Report for AAON, INC. (AAON)

Role: Chief Operating Officer
Signature: Stephen E Wakefield
Issuer symbol: AAON
Transactions as of: 19 Dec 2023
Net transactions value: -$4,357,377
Form type: 4
Filing time: 21 Dec 2023, 12:40:34 UTC
Previous filing: 18 Dec 2023
Next filing: 27 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAON	Common Stock, par value $.004	Options Exercise	$498,205	+18,064	+134%	$27.58	31,537	19 Dec 2023	Direct	F1
transaction	AAON	Common Stock, par value $.004	Sale	$1,305,847	-18,064	-57%	$72.29	13,473	19 Dec 2023	Direct	F1, F2
transaction	AAON	Common Stock, par value $.004	Options Exercise	$591,453	+21,445	+159%	$27.58	34,918	20 Dec 2023	Direct	F1
transaction	AAON	Common Stock, par value $.004	Sale	$1,557,121	-21,445	-61%	$72.61	13,473	20 Dec 2023	Direct	F1, F3
transaction	AAON	Common Stock, par value $.004	Options Exercise	$604,075	+20,491	+152%	$29.48	33,964	20 Dec 2023	Direct	F1
transaction	AAON	Common Stock, par value $.004	Sale	$1,494,409	-20,491	-60%	$72.93	13,473	20 Dec 2023	Direct	F1, F3
holding	AAON	Common Stock, par value $.004						10,272	19 Dec 2023	401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AAON	Stock Option (Right to Buy)	Options Exercise	$498,205	-18,064	-27%	$27.58	48,745	19 Dec 2023	Common Stock	18,064	$27.58	Direct	F1
transaction	AAON	Stock Option (Right to Buy)	Options Exercise	$591,453	-21,445	-44%	$27.58	27,300	20 Dec 2023	Common Stock	21,445	$27.58	Direct	F1
transaction	AAON	Stock Option (Right to Buy)	Options Exercise	$604,075	-20,491	-32%	$29.48	42,989	20 Dec 2023	Common Stock	20,491	$29.48	Direct	F1
holding	AAON	Stock Option (Right to Buy)						20,223	19 Dec 2023	Common Stock	20,223	$48.91	Direct
holding	AAON	Stock Option (Right to Buy)						7,938	19 Dec 2023	Common Stock	7,938	$36.13	Direct
holding	AAON	Stock Option (Right to Buy)						4,477	19 Dec 2023	Common Stock	4,477	$62.04	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023.
F2	This transaction was executed in multiple trades at prices ranging from $72.25 to $72.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3	This transaction was executed in multiple trades at prices ranging from $72.75 to $73.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.