John L. Stauch - 29 Jul 2024 Form 4 Insider Report for PENTAIR plc (PNR)

Role
President & CEO, Director
Signature
/s/ John K. Wilson, Attorney-in-Fact for John L. Stauch
Issuer symbol
PNR
Transactions as of
29 Jul 2024
Net transactions value
-$997,992
Form type
4
Filing time
31 Jul 2024, 16:22:36 UTC
Previous filing
29 Apr 2024
Next filing
06 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNR Common Shares Options Exercise $2,044,313 +46,012 +300% $44.43 61,337 29 Jul 2024 Direct F1
transaction PNR Common Shares Tax liability $3,042,266 -34,372 -56% $88.51 26,965 29 Jul 2024 Direct F1, F2
transaction PNR Common Shares Options Exercise $66,378 +1,494 +5.5% $44.43 28,459 29 Jul 2024 Direct F1
transaction PNR Common Shares Tax liability $66,418 -749 -2.6% $88.68 27,710 29 Jul 2024 Direct F1, F2
holding PNR Common Shares - Deferral Plan 390,995 29 Jul 2024 Plan Agent F4, F5
holding PNR Common Shares - Restricted Stock Units 53,692 29 Jul 2024 Direct F4
holding PNR Common Shares - ESOP 933 29 Jul 2024 Plan Agent F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -46,012 -100% $0.000000* 0 29 Jul 2024 Common Shares 46,012 $44.43 Direct F3
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -1,494 -100% $0.000000* 0 29 Jul 2024 Common Shares 1,494 $44.43 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F2 Shares surrendered to pay exercise price and taxes applicable to option exercise.
F3 This option is presently exercisable in full.
F4 End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F5 Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.