Denise Paulonis - 15 Nov 2021 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
President & CEO, Director
Signature
/s/ Cade Newman, Attorney-in-Fact
Issuer symbol
SBH
Transactions as of
15 Nov 2021
Transactions value $
-$76,295
Form type
4
Filing time
17 Nov 2021, 18:10:19 UTC
Previous filing
05 Nov 2021
Next filing
01 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +15,401 +80.95% $0 34,427 15 Nov 2021 Direct
transaction SBH Common Stock Tax liability -$76,295 -3,751 -10.9% $20.34 30,676 15 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 -15,401 -100% $0* 0 15 Nov 2021 Common Stock 15,401 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 On November 5, 2020, the reporting person was granted 15,401 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.